The Hedge Fund Law Report

The definitive source of actionable intelligence on hedge fund law and regulation

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By Topic: Regulatory Consolidation

  • From Vol. 1 No.3 (Mar. 17, 2008)

    Equitable Solution? SEC, CFTC Enhancing Cooperation

    • The SEC and CFTC entered into a mutual cooperation agreement that promises to encourage a stronger working relationship between the two key regulatory agencies with jurisdiction over structured financial products.
    • Practitioners should expect to see more coordination and solidarity from both the SEC and CFTC in reviews and investigations of new financial products.
    • Regulatory consolidation is consistent with trend of industry cross-border consolidation.
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