The Hedge Fund Law Report

The definitive source of actionable intelligence on hedge fund law and regulation

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By Topic: Cash Solicitation Rule

  • From Vol. 1 No.9 (Apr. 29, 2008)

    Hedge Funds Consider Forthcoming Solicitation Guidance

    • The SEC’s “cash solicitation rule” requires certain disclosures and acknowledgments from “clients,” so, following Goldstein, application of rule to hedge fund advisers is ambiguous.
    • The SEC has indicated that it will issue guidance on the application of the rule to hedge fund advisers.
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