Industry Experts Discuss SEC’s Newly Adopted Revisions to Regulation AB

SEC Regulation AB governs the offering, reporting and disclosures relating to the sale of asset-backed securities.  On August 27, 2014, the SEC approved a set of sweeping changes to Regulation AB, commonly referred to as Regulation AB II.  A panel of industry experts recently discussed the key provisions of Regulation AB II.  The program was hosted by the Asset Securitization Report and sponsored by Bingham McCutchen, LLP.  Elliott M. Kass, of SourceMedia, moderated the discussion.  The speakers were Steven Glynn, a Vice President and Counsel at Barclays; Ryan O’Connor, a Director and Counsel of Citigroup Global Markets Inc.; Ian W. Sterling, an Executive Director and Assistant General Counsel of J.P. Morgan; John Arnholz, a Partner at Bingham; and Charles Sweet, a Managing Director at Bingham.  See also “CLO 2.0: How Can Hedge Fund Managers Navigate the Practical and Legal Challenges of Establishing and Managing Collateralized Loan Obligations? (Part Two of Two),” Hedge Fund Law Report, Vol. 6, No. 26 (Jun. 27, 2013).

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