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Mar. 17, 2008

All Roads Lead to the Chief Compliance Officer: a Report from the Recent Institutional Investor Events Chief Compliance Officer Forum

  • Steven Marlin
    Hedge Fund Law Report
  • Detailed coverage of Institutional Investor Events’ Third Annual Chief Compliance Officer Forum.
  • SEC focusing on, with respect to hedge funds: valuation, disclosure, insider trading and preferential redemption terms.
  • SEC has recommended forensic tests that hedge fund advisers can perform to help ensure the integrity of valuations of portfolio securities.
  • FASB 157 specifies factors for hedge fund advisers to consider when measuring fair values.

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