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Mar. 11, 2008

SEC, at open meeting, votes unanimously to propose new rules restricting naked short sales and streamlining the ETF approval process, and to amend the rules relating to privacy of investor data

  • HFLR Editor
    Hedge Fund Law Report
  • At an open meeting on March 4, 2008, the SEC voted unanimously to: (1) propose a rule cracking down on short selling, (2) propose two rules to streamline the ETF approval process and (3) amend Regulation S-P, dealing with the privacy of investor data.
  • Our reporter, Jonathan Pollard, attended the open meeting and spoke to lawyers and regulators in attendance, and others.

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