Compliance Corner Q3‑2023: Regulatory Filings and Other Considerations That Hedge Fund Managers Should Note in the Coming Quarter

This twenty-fifth installment of the Hedge Fund Law Report’s quarterly compliance update, authored by ACA Group consultants Dan Campbell, Valerie Speare and Grazia Gatti, highlights upcoming filing deadlines and reporting requirements that fund managers should be aware of during the third quarter. This article also includes information on how firms can start to prepare for the proposed amendments to Regulation S-P, the current event reporting required for large hedge fund advisers by the recently approved Form PF amendments and a recent SEC risk alert concerning the cessation of LIBOR. For more from the ACA Group, see “Recent SEC ESG Rulemaking, Examination and Enforcement Activity” (Mar. 30, 2023).

To read the full article

Continue reading your article with a HFLR subscription.